HARRIS BEN H

CIK 00014723524 companiesCINCINNATI, OH

SEC Profile

Transactions

Companies

Filings

CIK

0001472352

Recent Transactions

30 trades

Exercise/Conversion
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-11-01$8.36/sh+3,977→ 5,652 total
Purchase
HIGH INCOME SECURITIES FUND$PCF
Common Stock
2021-09-17$10.00/sh+1,675→ 1,675 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2021-05-11+771→ 11,014 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.50% Convertible Preferred Stock Series B
2021-05-11−400→ 0 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2021-05-05+346→ 3,061 total
Exercise/Conversion
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.50% Convertible Preferred Stock Series B
2021-05-05−180→ 0 total
Exercise of In-Money
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.50% Convertible preferred Stock, Series B
2016-09-08$25.00/sh+180→ 580 total
Exercise of In-Money
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.50% Convertible preferred Stock, Series B
2016-09-08$25.00/sh+400→ 580 total
Purchase
CROSSROADS LIQUIDATING TRUST
Common Stock
2016-09-01$1.97/sh+5,000→ 19,200 total
Exercise of In-Money
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Subscription Rights (right to buy)
2016-08-26−180→ 0 total
Exercise of In-Money
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Subscription Rights (right to buy)
2016-08-26−400→ 0 total
Purchase
CROSSROADS LIQUIDATING TRUST
Common Stock
2016-04-05$2.64/sh+7,500→ 14,200 total
Purchase
CROSSROADS LIQUIDATING TRUST
Common Stock
2016-04-01$2.65/sh+4,900→ 4,900 total
Purchase
CROSSROADS LIQUIDATING TRUST
Common Stock
2016-04-01$2.64/sh+1,800→ 6,700 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2015-06-08$15.54/sh+6,201→ 6,201 total
Sale
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2015-06-08$15.54/sh−6,201→ 0 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2015-06-03$15.54/sh+2,200→ 6,757 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2015-06-02$15.50/sh+1,000→ 4,557 total
Exercise of In-Money
SPECIAL OPPORTUNITIES FUND, INC.$SPE
3.00% Convertible Preferred Stock, Series A
2012-07-09$50.00/sh+207→ 207 total
Other
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Subscription Rights (right to buy)
2012-07-09$0.65/sh+207→ 207 total
Exercise of In-Money
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Subscription Rights (right to buy)
2012-07-09−207→ 0 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2011-05-20$15.59/sh+1,000→ 5,000 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2011-05-19$15.59/sh+1,000→ 1,000 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2010-12-09$14.53/sh+1,000→ 1,000 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2010-08-16$13.29/sh+200→ 2,000 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2010-08-16$13.31/sh+200→ 2,000 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2010-08-16$13.28/sh+200→ 2,000 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2010-08-16$13.30/sh+400→ 2,000 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2010-05-19$13.18/sh+2,000→ 2,000 total
Purchase
SPECIAL OPPORTUNITIES FUND, INC.$SPE
Common Stock
2010-05-19$13.16/sh+1,000→ 1,000 total

Companies

Recent Filings

Address

C/O ULTIMUS FUND SOLUTIONS 225 PICTORIA DR SUITE 450

CINCINNATI, OH, 45246

View on SEC.gov