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4//SEC Filing

Kozko Dmitry 4

Accession 0001144204-12-054542

CIK 0001293330other
View on SEC.govCompany Profile

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 6:20 PM ET

Size

52.2 KB

Accession

0001144204-12-054542

Insider Transaction Report

Form 4
Period: 2012-10-02
Net Element, Inc.NETE
Kozko Dmitry
CEO, Openfilm
Transactions
  • Exercise/Conversion

    Common Stock

    2012-10-02$0.16/sh+12,500$2,000→ 25,092,048 total
  • Disposition to Issuer

    Common Stock

    2012-10-02−25,097,995→ 0 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-10-02−50,000→ 0 total
    Exercise: $0.06From: 2011-07-31Exp: 2016-07-31→ Common Stock (50,000 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-10-02−40,000→ 0 total
    Exercise: $0.15From: 2011-10-31Exp: 2016-10-31→ Common Stock (40,000 underlying)
  • Exercise/Conversion

    Common Stock

    2012-10-02$0.10/sh+94,000$9,400→ 25,044,100 total
  • Tax Payment

    Common Stock

    2012-10-02$0.25/sh−24,000$6,000→ 25,076,500 total
  • Tax Payment

    Common Stock

    2012-10-02$0.25/sh−16,000$4,000→ 25,079,548 total
  • Exercise/Conversion

    Common Stock

    2012-10-02$0.17/sh+11,765$2,000→ 25,095,813 total
  • Tax Payment

    Common Stock

    2012-10-02$0.25/sh−8,000$2,000→ 25,087,813 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2012-10-02−10,297→ 0 total
    Exercise: $0.25From: 2012-03-31Exp: 2017-03-31→ Common Stock (10,297 underlying)
  • Tax Payment

    Common Stock

    2012-10-02$0.25/sh−37,600$9,400→ 25,006,500 total
  • Exercise/Conversion

    Common Stock

    2012-10-02$0.06/sh+50,000$3,000→ 25,056,500 total
  • Tax Payment

    Common Stock

    2012-10-02$0.25/sh−12,000$3,000→ 25,044,500 total
  • Tax Payment

    Common Stock

    2012-10-02$0.25/sh−24,000$6,000→ 25,060,500 total
  • Exercise/Conversion

    Common Stock

    2012-10-02$0.15/sh+40,000$6,000→ 25,100,500 total
  • Exercise/Conversion

    Common Stock

    2012-10-02$0.21/sh+19,048$4,000→ 25,095,548 total
  • Tax Payment

    Common Stock

    2012-10-02$0.25/sh−8,000$2,000→ 25,097,995 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-10-02−11,765→ 0 total
    Exercise: $0.17From: 2012-02-29Exp: 2017-02-28→ Common Stock (11,765 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-10-02−18,182→ 0 total
    Exercise: $0.11From: 2012-04-30Exp: 2017-04-30→ Common Stock (18,182 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2012-10-02−3,333→ 0 total
    Exercise: $0.60From: 2011-12-31Exp: 2016-12-31→ Common Stock (3,333 underlying)
  • Exercise/Conversion

    Common Stock

    2012-10-02$0.15/sh+40,000$6,000→ 25,084,500 total
  • Tax Payment

    Common Stock

    2012-10-02$0.25/sh−8,000$2,000→ 25,084,048 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-10-02−12,500→ 0 total
    Exercise: $0.16From: 2012-01-31Exp: 2017-01-31→ Common Stock (12,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2012-10-02−5,406→ 0 total
    Exercise: $0.37From: 2011-08-31Exp: 2016-08-31→ Common Stock (5,406 underlying)
  • Exercise/Conversion

    Common Stock

    2012-10-02$0.11/sh+18,182$2,000→ 25,105,995 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-10-02−94,000→ 0 total
    Exercise: $0.10From: 2012-03-09Exp: 2021-03-09→ Common Stock (94,000 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-10-02−40,000→ 0 total
    Exercise: $0.15From: 2011-09-30Exp: 2016-09-30→ Common Stock (40,000 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2012-10-02−19,048→ 0 total
    Exercise: $0.21From: 2011-11-30Exp: 2016-11-30→ Common Stock (19,048 underlying)
Footnotes (2)
  • [F1]These shares were canceled pursuant to the Agreement and Plan of Merger, dated as of June 12, 2012, between Cazador Acquisition Corporation Ltd., a Cayman Islands limited corporation, and the Issuer, in exchange for the right to receive 0.025 of a share of Cazador common stock in exchange for each share of the Issuer's common stock.
  • [F2]These stock options were canceled in consideration for payment of $2,000 by the Issuer to the reporting person.

Documents

1 file

Issuer

Net Element, Inc.

CIK 0001293330

→
Entity typeother

Related Parties

1
  • filerCIK 0001508443

Filing Metadata

Form type
4
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 6:20 PM ET
Size
52.2 KB
View on SEC.gov