|4/ANov 21, 6:26 PM ET

ALAN LEE CRAIG 4/A

4/A · DGSE COMPANIES INC · Filed Nov 21, 2012

Insider Transaction Report

Form 4/AAmended
Period: 2004-12-31
Transactions
  • Award

    Option to Acquire Common Stock

    2004-12-31$2.82/sh+5,000$14,1005,000 total
    Exercise: $2.82From: 2004-12-31Common Stock (5,000 underlying)
  • Other

    Common Stock

    2010-06-03+10,000330,000 total
  • Award

    Option to Acquire Common Stock

    2007-11-13$6.00/sh+10,000$60,00015,000 total
    Exercise: $6.00Common Stock (10,000 underlying)
Footnotes (3)
  • [F1]The right to acquire the shares of the issuer being reported herein from Stanford International Bank, Ltd. (SIB) was assigned to the reporting person on May 25, 2010 pursuant to a Purchase and Sale Agreement between the issuer and SIB and approved by the District Court in the matter of Stanford Financial Group.
  • [F2]Options expire 180 days after service to the Company ends.
  • [F3]Options vest in one-fifth increments annually beginning on the first anniversary of the date of grant.

Documents

1 file
  • 4
    v329158_4a.xml

    OWNERSHIP DOCUMENT