4/A//SEC Filing
CORDEIRO WILLIAM P 4/A
Accession 0001144204-12-064609
CIK 0000701719other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 6:27 PM ET
Size
14.2 KB
Accession
0001144204-12-064609
Insider Transaction Report
Form 4/AAmended
CORDEIRO WILLIAM P
Director
Transactions
- Other
Common Stock
2010-06-03+10,000→ 15,000 total - Award
Option to Acquire Common Stock
1999-12-31$4.19/sh+2,500$10,475→ 2,500 totalExercise: $4.19From: 1999-12-31→ Common Stock (2,500 underlying) - Award
Option to Acquire Common Stock
2001-10-08$2.25/sh+15,000$33,750→ 17,500 totalExercise: $2.25From: 2001-10-08→ Common Stock (15,000 underlying) - Award
Option to Acquire Common Stock
2004-12-31$2.82/sh+5,000$14,100→ 22,500 totalExercise: $2.82From: 2004-12-31→ Common Stock (5,000 underlying) - Award
Option to Acquire Common Stock
2007-11-13$6.00/sh+10,000$60,000→ 32,500 totalExercise: $6.00→ Common Stock (10,000 underlying)
Footnotes (4)
- [F1]The right to acquire the shares of the issuer being reported herein from Stanford International Bank, Ltd. (SIB) was assigned to the reporting person on May 25, 2010 pursuant to a Purchase and Sale Agreement between the issuer and SIB and approved by the District Court in the matter of Stanford Financial Group.
- [F2]Includes 5,000 shares held by Bartik, Cordeiro & Associates, as to which the reporting person has shared voting and investment powers.
- [F3]Options expire 180 days after service to the Company ends.
- [F4]Options vest in one-fifth increments annually beginning on the first anniversary of the date of grant.
Documents
Issuer
DGSE COMPANIES INC
CIK 0000701719
Entity typeother
Related Parties
1- filerCIK 0001090054
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 6:27 PM ET
- Size
- 14.2 KB