DGSE COMPANIES INC|4/ANov 21, 6:27 PM ET

CORDEIRO WILLIAM P 4/A

4/A · DGSE COMPANIES INC · Filed Nov 21, 2012

Form 4/AAmended

Period: 1999-12-31

Director

Transactions

Other
Common Stock
2010-06-03+10,000→ 15,000 total
Award
Option to Acquire Common Stock
1999-12-31$4.19/sh+2,500$10,475→ 2,500 total
Exercise: $4.19From: 1999-12-31→ Common Stock (2,500 underlying)
Award
Option to Acquire Common Stock
2001-10-08$2.25/sh+15,000$33,750→ 17,500 total
Exercise: $2.25From: 2001-10-08→ Common Stock (15,000 underlying)
Award
Option to Acquire Common Stock
2004-12-31$2.82/sh+5,000$14,100→ 22,500 total
Exercise: $2.82From: 2004-12-31→ Common Stock (5,000 underlying)
Award
Option to Acquire Common Stock
2007-11-13$6.00/sh+10,000$60,000→ 32,500 total
Exercise: $6.00→ Common Stock (10,000 underlying)

Footnotes (4)

[F1]The right to acquire the shares of the issuer being reported herein from Stanford International Bank, Ltd. (SIB) was assigned to the reporting person on May 25, 2010 pursuant to a Purchase and Sale Agreement between the issuer and SIB and approved by the District Court in the matter of Stanford Financial Group.
[F2]Includes 5,000 shares held by Bartik, Cordeiro & Associates, as to which the reporting person has shared voting and investment powers.
[F3]Options expire 180 days after service to the Company ends.
[F4]Options vest in one-fifth increments annually beginning on the first anniversary of the date of grant.

Documents

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