|4Dec 26, 10:55 AM ET

Cohen Jeffrey 4

4 · XCel Brands, Inc. · Filed Dec 26, 2012

Insider Transaction Report

Form 4
Period: 2012-11-21
Cohen Jeffrey
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2012-11-21+60,000260,000 total(indirect: See Note)
  • Tax Payment

    Common Stock

    2012-12-014,346456,765 total
Footnotes (3)
  • [F1]60,000 shares were acquired by Earthbound LLC, as to which Mr. Cohen has shared voting and dispositive power, as partial payment for amounts owed by the Issuer to Earthbound LLC for certain consulting services performed by Earthbound LLC.
  • [F2]Represents 260,000 shares held by Earthbound LLC.
  • [F3]Represents surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock.

Documents

1 file
  • 4
    v330848_4.xmlPrimary

    OWNERSHIP DOCUMENT