4//SEC Filing
ROSE SAMUEL G 4
Accession 0001144204-13-004861
CIK 0000753048other
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 5:19 PM ET
Size
8.0 KB
Accession
0001144204-13-004861
Insider Transaction Report
Form 4
ROSE SAMUEL G
10% Owner
Transactions
- Purchase
Warrant to Purchase Common Stock
2013-01-28+1,041,668→ 7,398,151 totalExercise: $0.60From: 2013-01-28→ Common Stock (1,041,668 underlying) - Purchase
8.0% Convertible Note
2013-01-28$416667.00/shExercise: $0.40From: 2013-01-28→ Common Stock (1,041,668 underlying)
Footnotes (2)
- [F1]Principal amount under the 8.0% Convertible Note is due January 28, 2018.
- [F2]Expiration Date is earlier to occur of (i) three years after the date upon which the weighted average price of a share of Common Stock for the ninety consecutive trading days prior to such date is at least $2.00 per share (as such dollar amount to be adjusted for any reverse stock split, combination or reclassification of shares or other similar event), and (ii) five years after the date on which the 8.0% Convertible Note has been repaid in full.
Documents
Issuer
AXION INTERNATIONAL HOLDINGS, INC.
CIK 0000753048
Entity typeother
Related Parties
1- filerCIK 0001102663
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 5:19 PM ET
- Size
- 8.0 KB