Grossman Kenneth A. 4/A
4/A · FXCM Inc. · Filed Feb 14, 2013
Insider Transaction Report
Form 4/AAmended
FXCM Inc.FXCM
Grossman Kenneth A.
Director
Transactions
- Conversion
Class A Common Stock
2012-11-28+30,000→ 300,000 total - Conversion
Units of FXCM Holdings LLC
2012-11-28−300,000→ 225,189 total→ Class A Common Stock (300,000 underlying)
Holdings
- 258,503(indirect: By Trust)
Units of FXCM Holdings LLC
→ Class A Common Stock (258,503 underlying)
Footnotes (2)
- [F1]This amended Form 4 is being filed to (i) report the acquisition of Class A Common Stock upon the exchange of units of FXCM Holdings LLC, which Class A Common Stock was then sold, as previously reported on the original Form 4 and a Form 4/A, each filed on November 30, 2012, (ii) correct the code reporting the disposition of units of FXCM Holdings LLC in connection with the exchange for shares of Class A Common Stock and reflect the transaction as a disposition of units of FXCM Holdings LLC rather than an acquisition, and (iii) include the indirect holding of units of FXCM Holdings LLC through a grantor retained annuity trust.
- [F2]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.