Home/Filings/4/0001144204-13-011242
4//SEC Filing

CONROY PATRICK 4

Accession 0001144204-13-011242

CIK 0001495222other

Filed

Feb 25, 7:00 PM ET

Accepted

Feb 26, 4:23 PM ET

Size

6.9 KB

Accession

0001144204-13-011242

Insider Transaction Report

Form 4
Period: 2013-02-25
CONROY PATRICK
CFO, CCO and Corp. Secretary
Transactions
  • Exercise of In-Money

    Common Stock

    2013-02-25$14.50/sh+7,000$101,50021,000 total
  • Exercise of In-Money

    Subscription Rights

    2013-02-1514,0000 total
    Exercise: $14.50From: 2013-01-18Exp: 2013-02-15Common Stock (7,000 underlying)
Footnotes (1)
  • [F1]Subscription rights received pursuant to a pro rata distribution thereof to the stockholders of record of Oxford Lane Capital Corp. as of January 18, 2013 in connection with a rights offering.

Issuer

Oxford Lane Capital Corp.

CIK 0001495222

Entity typeother

Related Parties

1
  • filerCIK 0001272733

Filing Metadata

Form type
4
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 4:23 PM ET
Size
6.9 KB