Grossman Kenneth A. 4
4 · FXCM Inc. · Filed Feb 26, 2013
Insider Transaction Report
Form 4
FXCM Inc.FXCM
Grossman Kenneth A.
Director
Transactions
- Gift
Units of FXCM Holdings LLC
2013-02-14−118,303→ 0 total(indirect: By Trust)→ Class A Common Stock (118,303 underlying) - Gift
Units of FXCM Holdings LLC
2013-02-14+118,303→ 118,303 total(indirect: By Trust)→ Class A Common Stock (118,303 underlying)
Holdings
- 365,389
Units of FXCM Holdings LLC
→ Class A Common Stock (365,389 underlying)
Footnotes (4)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- [F2]Represents units of FXCM Holdings LLC transferred to a trust for the benefit of the Reporting Person's family members upon the termination of the grantor retained annuity trust. The Reporting Person's spouse serves as trustee of the trust receiving such units.
- [F3]Reflects an annuity payment in 2013 of 140,200 units of FXCM Holdings LLC from the grantor retained annuity trust to the Reporting Person.
- [F4]These units of FXCM Holdings LLC are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee.