4//SEC Filing
Griffin Randy M 4
Accession 0001144204-13-023723
CIK 0001425597other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 7:52 PM ET
Size
13.5 KB
Accession
0001144204-13-023723
Insider Transaction Report
Form 4
Griffin Randy M
DirectorChairman and CEO10% Owner
Transactions
- Disposition to Issuer
Common Stock
2013-03-28−1,904,000→ 0 total(indirect: By Sycamore Resources, Inc.) - Disposition to Issuer
Employee Incentive Stock Option (right to buy)
2013-03-28−1,000,000→ 0 totalExercise: $0.15Exp: 2016-06-30→ Common Stock (1,000,000 underlying) - Disposition to Issuer
Common Stock
2013-03-28−5,540,601→ 0 total - Disposition to Issuer
Option to Purchase Outstanding Common Stock (right to buy)
2013-03-28−1,800,000→ 0 totalExercise: $0.10Exp: 2015-06-01→ Common Stock (1,800,000 underlying) - Disposition to Issuer
Common Stock
2013-03-28−1,735,740→ 0 total(indirect: By Amagosa Investments Ltd.)
Footnotes (5)
- [F1]Disposed of and exchanged pursuant to an Asset Acquisition Agreement (the "Acquisition Agreement") between Armada Oil, Inc. ("Armada") and the Issuer. As of the closing of the acquisition of substantially all of the Issuer's assets by Armada (the "Acquisition"), each share of the Issuer's common stock was exchanged for 0.40 shares of Armada common stock.
- [F2]Mr. Griffin is the sole officer, director and shareholder of this entity.
- [F3]Mr. Griffin is the general partner and has voting and dispositive power over the shares owned by this entity.
- [F4]This option (vested) issued pursuant to the Issuer's 2009 Equity Incentive Plan was assumed by Armada under the Acquisition Agreement and replaced with an option to buy 400,000 shares of Armada common stock with $0.38 exercise price per share under the Armada's 2012 Long-Term Incentive Plan.
- [F5]This option to purchase outstanding common stock of the Issuer from Ray Unruh, pursuant to the agreement between the parties dated December 12, 2012, terminated on the effective date of the Acquisition.
Documents
Issuer
Mesa Energy Holdings, Inc.
CIK 0001425597
Entity typeother
Related Parties
1- filerCIK 0001491076
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 7:52 PM ET
- Size
- 13.5 KB