Freeman David L 4
4 · Mesa Energy Holdings, Inc. · Filed Apr 30, 2013
Insider Transaction Report
Form 4
Freeman David L
Executive Vice President10% Owner
Transactions
- Disposition to Issuer
Common Stock
2013-03-28−3,662,333→ 0 total - Disposition to Issuer
Common Stock
2013-03-28−3,471,480→ 0 total(indirect: By LLC) - Disposition to Issuer
Common Stock
2013-03-28−1,350,020→ 0 total(indirect: By LLC)
Footnotes (3)
- [F1]Includes 100,000 shares under a restricted stock grant pursuant to the Issuer's 2009 Equity Incentive Plan: 40,000 shares were to vest on March 30, 2013 and 60,000 shares were to vest on September 30, 2013. This restricted stock grant was assumed by Armada Oil, Inc. ("Armada") under an Asset Acquisition Agreement (the "Acquisition Agreement") between Armada and the Issuer and replaced with a restricted stock grant for 40,000 shares of Armada common stock under the Armada's 2012 Long-Term Incentive Plan.
- [F2]Disposed of and exchanged pursuant to the Acquisition Agreement between the Issuer and Armada. As of the closing of the acquisition of substantially all of the Issuer's assets by Armada, each share of the Issuer's common stock was exchanged for 0.40 shares of Armada common stock.
- [F3]Mr. Freeman is the sole member of this entity and has voting and dispositive power over the shares owned by this entity.