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4//SEC Filing

TALON INTERNATIONAL, INC. 4

Accession 0001144204-13-039868

CIK 0001047881operating
View on SEC.govCompany Profile

Filed

Jul 16, 8:00 PM ET

Accepted

Jul 17, 12:51 PM ET

Size

14.1 KB

Accession

0001144204-13-039868

Insider Transaction Report

Form 4
Period: 2013-07-12
TALON INTERNATIONAL, INC.TALN.OB
CVC CALIFORNIA LLC
10% Owner
Transactions
  • Disposition to Issuer

    Series B Convertible Preferred Stock

    2013-07-12−407,160→ 0 total
    Exercise: $0.00→ Common Stock (40,716,000 underlying)
Holdings

  • Common Stock

    1,750,000
PRIDDY ROBERT L
10% Owner
Transactions
  • Disposition to Issuer

    Series B Convertible Preferred Stock

    2013-07-12−407,160→ 0 total
    Exercise: $0.00→ Common Stock (40,716,000 underlying)
Holdings

  • Common Stock

    1,750,000
FALK MICHAEL
10% Owner
Transactions
  • Disposition to Issuer

    Series B Convertible Preferred Stock

    2013-07-12−407,160→ 0 total
    Exercise: $0.00→ Common Stock (40,716,000 underlying)
Holdings

  • Common Stock

    1,750,000
COMVEST CAPITAL MANAGEMENT LLC
10% Owner
Transactions
  • Disposition to Issuer

    Series B Convertible Preferred Stock

    2013-07-12−407,160→ 0 total
    Exercise: $0.00→ Common Stock (40,716,000 underlying)
Holdings

  • Common Stock

    1,750,000
ComVest Capital, LLC
10% Owner
Transactions
  • Disposition to Issuer

    Series B Convertible Preferred Stock

    2013-07-12−407,160→ 0 total
    Exercise: $0.00→ Common Stock (40,716,000 underlying)
Holdings

  • Common Stock

    1,750,000
Footnotes (2)
  • [F1]Prior to the transaction reported, the securities reported were directly beneficially owned by CVC California, LLC, a Delaware limited liability company (the "Reporting Person"). ComVest Capital, LLC ("Capital") indirectly beneficially owned each of the derivative securities listed herein by virtue of the fact that Capital is the sole member and the managing member of the Reporting Person. ComVest Capital Management LLC ("Management") indirectly beneficially owned each of the derivative securities listed herein by virtue of the fact that Management is the managing member of Capital. Michael S. Falk and Robert L. Priddy may be deemed to have indirectly beneficially owned the securities by virtue of the fact that they are co-managing members of Management. Messrs. Falk and Priddy disclaimed beneficial interest in such securities other than that portion which corresponds with their membership interest in Management.
  • [F2]Each share of Series B Convertible Preferred Stock was immediately convertible into 100 shares of common stock of the issuer. The Series B Convertible Preferred Stock had no expiration date.

Documents

1 file

Issuer

TALON INTERNATIONAL, INC.

CIK 0001047881

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001047881

Filing Metadata

Form type
4
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 12:51 PM ET
Size
14.1 KB
View on SEC.gov