|4Aug 13, 9:01 PM ET

FXCM Inc. 4

4 · FXCM Inc. · Filed Aug 13, 2013

Insider Transaction Report

Form 4
Period: 2013-08-09
Lande Robert
See remarks
Transactions
  • Exercise/Conversion

    Stock Options (right to buy)

    2013-08-1231,25062,500 total
    Exercise: $10.73Exp: 2018-08-12Class A Common Stock (31,250 underlying)
  • Sale

    Class A Common Stock, par value $0.01

    2013-08-09$17.41/sh81,250$1,414,61134,300 total
  • Exercise/Conversion

    Class A Common Stock, par value $0.01

    2013-08-12$10.73/sh+31,250$335,31365,550 total
  • Exercise/Conversion

    Class A Common Stock, par value $0.01

    2013-08-12$9.81/sh+25,000$245,25090,550 total
  • Sale

    Class A Common Stock, par value $0.01

    2013-08-12$17.90/sh56,250$1,006,87534,300 total
  • Sale

    Class A Common Stock, par value $0.01

    2013-08-13$18.94/sh10,000$189,40024,300 total
  • Exercise/Conversion

    Stock Options (right to buy)

    2013-08-0931,25093,750 total
    Exercise: $10.73Exp: 2018-08-12Class A Common Stock (31,250 underlying)
  • Exercise/Conversion

    Stock Options (right to buy)

    2013-08-0950,00050,000 total
    Exercise: $14.00Exp: 2017-12-11Class A Common Stock (50,000 underlying)
  • Exercise/Conversion

    Stock Options (right to buy)

    2013-08-1225,00075,000 total
    Exercise: $9.81Exp: 2019-08-10Class A Common Stock (25,000 underlying)
  • Exercise/Conversion

    Class A Common Stock, par value $0.01

    2013-08-09$10.73/sh+31,250$335,31365,550 total
  • Exercise/Conversion

    Class A Common Stock, par value $0.01

    2013-08-09$14.00/sh+50,000$700,000115,550 total
Footnotes (6)
  • [F1]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.97 to $17.69, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.66 to $18.21, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.91 to $18.99, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]Represents options to purchase shares of Class A common stock, which will generally vest in equal annual installments over a four-year period that began on August 12, 2011 (the grant date of the options) and, to the extent vested, generally remain exercisable until the seventh anniversary of the grant date unless the reporting person's employment with FXCM Inc. terminates prior to such date.
  • [F5]Represents options to purchase shares of Class A common stock, which will generally vest in equal annual installments over a four-year period that began on December 1, 2010 (the grant date of the options) and, to the extent vested, generally remain exercisable until the seventh anniversary of the grant date unless the reporting person's employment with FXCM Inc. terminates prior to such date.
  • [F6]Represents options to purchase shares of Class A common stock, which will generally vest in equal annual installments over a four-year period that began on August 10, 2012 (the grant date of the options) and, to the extent vested, generally remain exercisable until the seventh anniversary of the grant date unless the reporting person's employment with FXCM Inc. terminates prior to such date.

Documents

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    v352899_4.xmlPrimary

    OWNERSHIP DOCUMENT