FXCM Inc. 4
4 · FXCM Inc. · Filed Aug 29, 2013
Insider Transaction Report
Form 4
FXCM Inc.FXCM
Grossman Kenneth A.
Director
Transactions
- Conversion
Class A Common Stock
2013-08-27+100,000→ 100,000 total - Sale
Class A Common Stock
2013-08-27$19.23/sh−100,000$1,922,900→ 0 total - Conversion
Units of FXCM Holdings LLC
2013-08-27−100,000→ 265,389 total→ Class A Common Stock (100,000 underlying)
Holdings
- 118,303(indirect: By Trust)
Units of FXCM Holdings LLC
→ Class A Common Stock (118,303 underlying)
Footnotes (3)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- [F2]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.10 to $19.37, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F3]These units of FXCM Holdings LLC are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee.