4//SEC Filing
Liquid Holdings Group, Inc. 4
Accession 0001144204-13-054184
CIK 0001562594operating
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 12:29 PM ET
Size
7.4 KB
Accession
0001144204-13-054184
Insider Transaction Report
Form 4
Raquet Walter F
Director
Transactions
- Award
Common Stock
2013-10-04+12,222→ 12,222 total - Award
Common Stock
2013-10-04+3,379→ 15,601 total
Footnotes (2)
- [F1]In consideration of his service as a member of Issuer's board of directors, the reporting person received a grant of 12,222 restricted stock units on October 4, 2013 pursuant to the Issuer's 2012 Amended and Restated Stock Incentive Plan, which will vest on the earlier of (a) one (1) year from the Date of Award and (b) the day before the next annual meeting of the Issuer's stockholders. Each restricted stock unit represents a right to receive one share of the Issuer's common stock as of the date of vesting. The shares of common stock underlying the restricted stock units will be delivered to the reporting person on the date that is six months following his separation from service as a member of the Issuer's board of directors.
- [F2]In lieu of receiving a cash retainer in consideration of his service as a member of Issuer's board of directors, the reporting person received a grant of 3,379 restricted stock units on October 4, 2013 pursuant to the Issuer's 2012 Amended and Restated Stock Incentive Plan, vesting immediately. Each restricted stock unit represents a right to receive one share of the Issuer's common stock as of the date of vesting. The shares of common stock underlying the restricted stock units will be delivered to the reporting person on the date that is six months following his separation from service as a member of the Issuer's board of directors.
Documents
Issuer
Liquid Holdings Group, Inc.
CIK 0001562594
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001562594
Filing Metadata
- Form type
- 4
- Filed
- Oct 6, 8:00 PM ET
- Accepted
- Oct 7, 12:29 PM ET
- Size
- 7.4 KB