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4//SEC Filing

Net Element International, Inc. 4

Accession 0001144204-13-055710

$BINICIK 0001499961operating

Filed

Oct 17, 8:00 PM ET

Accepted

Oct 18, 10:44 AM ET

Size

8.2 KB

Accession

0001144204-13-055710

Insider Transaction Report

Form 4
Period: 2013-08-01
Piovanetti Francesco
DirectorChief Executive Officer
Transactions
  • Purchase

    Common Stock

    2013-08-01$6.45/sh+920$5,9351,155,520 total(indirect: See Foonotes)
Holdings
  • Warrants

    (indirect: See Foonotes)
    Exercise: $7.50From: 2013-04-01Exp: 2017-10-02Common shares (3,714,000 underlying)
    3,714,000
Footnotes (4)
  • [F1]These shares of common stock, par value $0.0001 per share, of the Issuer (the "Shares") are held by Arco International Group LLC, a Puerto Rico limited liability company ("AIG").
  • [F2]Mr. Piovanetti is the ultimate beneficiary of AIG and has voting control, investment discretion and dispositive power over the Shares held by AIG. As a result of the foregoing, Mr. Piovanetti may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of the Shares held by AIG.
  • [F3]Mr. Piovanetti is the ultimate beneficiary of 1,155,520 Shares consisting of: (i) 1,150,000 shares of common stock held by Arco Group LLC ("Arco Group"); (ii) 4,600 shares of common stock held by Bond Street Management LLC; and (iii) 920 shares of common stock held by AIG. Mr. Piovanetti has a majority, controlling interest in Arco Group and, consequently, Mr. Piovanetti has voting control, investment discretion and dispositive power over the shares held by Arco Group. Mr. Piovanetti owns 25% of the outstanding equity interests in Bond Street Management LLC and he has voting control, investment discretion and dispositive power over the shares held by Bond Street Management LLC.
  • [F4]Mr. Piovanetti is the ultimate beneficiary of 3,714,000 warrants of the Issuer with an exercise price of $7.50 per share and an expiration date of October 2, 2017, which are held by Arco Group.

Issuer

Net Element International, Inc.

CIK 0001499961

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001499961

Filing Metadata

Form type
4
Filed
Oct 17, 8:00 PM ET
Accepted
Oct 18, 10:44 AM ET
Size
8.2 KB