AXION INTERNATIONAL HOLDINGS, INC. 4
4 · AXION INTERNATIONAL HOLDINGS, INC. · Filed Oct 23, 2013
Insider Transaction Report
Form 4
ROSE SAMUEL G
10% Owner
Transactions
- Purchase
8.0% Convertible Note
2013-10-21$198997.60/shExercise: $0.40From: 2013-10-21→ Common Stock (497,494 underlying) - Purchase
Warrant to Purchase Common Stock
2013-10-21+497,494→ 7,895,645 totalExercise: $0.60From: 2013-10-21→ Common Stock (497,494 underlying)
Footnotes (2)
- [F1]Principal amount under the 8.0% Convertible Note is due October 21, 2018.
- [F2]Expiration Date is earlier to occur of (i) three years after the date upon which the weighted average price of a share of Common Stock for the ninety consecutive trading days prior to such date is at least $2.00 per share (as such dollar amount to be adjusted for any reverse stock split, combination or reclassification of shares or other similar event), and (ii) five years after the date on which the 8.0% Convertible Note has been repaid in full.