Home/Filings/4/0001144204-13-056478
4//SEC Filing

AXION INTERNATIONAL HOLDINGS, INC. 4

Accession 0001144204-13-056478

CIK 0000753048operating

Filed

Oct 22, 8:00 PM ET

Accepted

Oct 23, 4:59 PM ET

Size

7.9 KB

Accession

0001144204-13-056478

Insider Transaction Report

Form 4
Period: 2013-10-21
KRONSTADT ALLEN
Director10% Owner
Transactions
  • Purchase

    Warrant to Purchase Common Stock

    2013-10-21+497,4947,895,737 total
    Exercise: $0.60From: 2013-10-21Common Stock (497,494 underlying)
  • Purchase

    8.0% Convertible Note

    2013-10-21$198997.60/sh
    Exercise: $0.40From: 2013-10-21Common Stock (497,494 underlying)
Footnotes (2)
  • [F1]Principal amount under the 8.0% Convertible Note is due October 21, 2018.
  • [F2]Expiration Date is earlier to occur of (i) three years after the date upon which the weighted average price of a share of Common Stock for the ninety consecutive trading days prior to such date is at least $2.00 per share (as such dollar amount to be adjusted for any reverse stock split, combination or reclassification of shares or other similar event), and (ii) five years after the date on which the 8.0% Convertible Note has been repaid in full.

Issuer

AXION INTERNATIONAL HOLDINGS, INC.

CIK 0000753048

Entity typeoperating
IncorporatedCO

Related Parties

1
  • filerCIK 0000753048

Filing Metadata

Form type
4
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 4:59 PM ET
Size
7.9 KB