AXION INTERNATIONAL HOLDINGS, INC. 4
4 · AXION INTERNATIONAL HOLDINGS, INC. · Filed Nov 26, 2013
Insider Transaction Report
Form 4
ROSE SAMUEL G
10% Owner
Transactions
- Purchase
8.0% Convertible Note
2013-11-25$201002.40/shExercise: $0.40From: 2013-11-25→ Common Stock (502,506 underlying) - Purchase
Warrant to Purchase Common Stock
2013-11-25+2,500,000→ 10,898,151 totalExercise: $0.60From: 2013-11-25→ Common Stock (2,500,000 underlying) - Purchase
8.0% Convertible Note
2013-11-25$1000000.00/shExercise: $0.40From: 2013-11-25→ Common Stock (2,500,000 underlying) - Purchase
Warrant to Purchase Common Stock
2013-11-25+502,506→ 8,398,151 totalExercise: $0.60From: 2013-11-25→ Common Stock (502,506 underlying)
Footnotes (2)
- [F1]Principal amount under the 8.0% Convertible Note is due November 25, 2018.
- [F2]Expiration Date is earlier to occur of (i) three years after the date upon which the weighted average price of a share of Common Stock for the ninety consecutive trading days prior to such date is at least $2.00 per share (as such dollar amount to be adjusted for any reverse stock split, combination or reclassification of shares or other similar event), and (ii) five years after the date on which the 8.0% Convertible Note has been repaid in full.