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4//SEC Filing

ASTORIA FINANCIAL CORP 4

Accession 0001144204-13-067768

CIK 0000910322operating
View on SEC.govCompany Profile

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 9:21 PM ET

Size

31.7 KB

Accession

0001144204-13-067768

Insider Transaction Report

Form 4
Period: 2013-12-16
ASTORIA FINANCIAL CORPAF
HONSTEDT GARY M
Executive Vice President
Transactions
  • Tax Payment

    Common Stock

    2013-12-17$13.54/sh−100$1,354→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.42/sh−216$2,899→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.48/sh−200$2,696→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.50/sh−100$1,350→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.55/sh−100$1,355→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.56/sh−100$1,356→ 0 total
  • Other

    Common Stock

    2013-12-16$13.59/sh+2,932$39,846→ 13,550 total
  • Other

    Common Stock

    2013-12-16−5,000→ 0 total(indirect: RSA Vest)
  • Tax Payment

    Common Stock

    2013-12-17$13.41/sh−100$1,341→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.43/sh−100$1,343→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.53/sh−100$1,353→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.54/sh−300$4,062→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.42/sh−100$1,342→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.45/sh−100$1,345→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.52/sh−100$1,352→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.53/sh−200$2,706→ 0 total
  • Tax Payment

    Common Stock

    2013-12-17$13.41/sh−152$2,038→ 0 total
Holdings

  • Common Stock

    (indirect: RSA)
    32,000
Footnotes (4)
  • [F1]Represents award of restricted stock dated July 11, 2012 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The shares of restricted stock will vest as follows: 12,000 shares on July 10, 2014, and 20,000 shares on July 10, 2015, or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon his termination of employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
  • [F2]Represents one-third vesting of a previous award of restricted stock pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan. The restricted stock vested and was distributed on December 16, 2013. The transaction represents a change in the form of beneficial ownership from indirect to direct.
  • [F3]In accordance with a rule 10b5-1 Sales Plan, shares were sold for taxes at vest.
  • [F4]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.

Documents

2 files

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000910322

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 9:21 PM ET
Size
31.7 KB
View on SEC.gov