FXCM Inc. 4
4 · FXCM Inc. · Filed Dec 19, 2013
Insider Transaction Report
Form 4
FXCM Inc.FXCM
Ahdout William
Director
Transactions
- Conversion
Class A Common Stock, par value $0.01
2013-12-13+190,800→ 190,800 total - Conversion
Units of FXCM Holdings LLC
2013-12-12−250,000→ 2,446,699 total→ Class A Common Stock (250,000 underlying) - Sale
Class A Common Stock, par value $0.01
2013-12-12$16.45/sh−250,000$4,112,500→ 0 total - Sale
Class A Common Stock, par value $0.01
2013-12-13$16.06/sh−76,648$1,230,967→ 0 total - Sale
Class A Common Stock, par value $0.01
2013-12-13$15.84/sh−114,152$1,808,168→ 76,648 total - Conversion
Units of FXCM Holdings LLC
2013-12-13−190,800→ 2,255,899 total→ Class A Common Stock (190,800 underlying) - Conversion
Class A Common Stock, par value $0.01
2013-12-12+250,000→ 250,000 total
Holdings
- 1,494,948(indirect: By Trust)
Units of FXCM Holdings LLC
→ Class A Common Stock (1,494,948 underlying)
Footnotes (5)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- [F2]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.60, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.96, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.99 to $16.32, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]Represents units of FXCM Holdings LLC held by the William Ahdout 2012 GRAT, of which Mr. William Ahdout is Trustee. The Reporting Person disclaims beneficial ownership over these securities except to the extent of his pecuniary interest therein.