4//SEC Filing
Patient Safety Technologies, Inc 4
Accession 0001144204-14-002631
CIK 0000812301operating
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 6:46 PM ET
Size
14.4 KB
Accession
0001144204-14-002631
Insider Transaction Report
Form 4
KINDERHOOK GP LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001
2014-01-14$2.20/sh−240,334$528,735→ 5,219,183 total - Sale
Common Stock, par value $0.0001
2014-01-16$2.20/sh−1,302,000$2,864,400→ 3,917,183 total
KINDERHOOK PARTNERS, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001
2014-01-14$2.20/sh−240,334$528,735→ 5,219,183 total - Sale
Common Stock, par value $0.0001
2014-01-16$2.20/sh−1,302,000$2,864,400→ 3,917,183 total
Shah Tushar
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001
2014-01-16$2.20/sh−1,302,000$2,864,400→ 3,917,183 total - Sale
Common Stock, par value $0.0001
2014-01-14$2.20/sh−240,334$528,735→ 5,219,183 total
CLEARMAN STEPHEN J
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001
2014-01-14$2.20/sh−240,334$528,735→ 5,219,183 total - Sale
Common Stock, par value $0.0001
2014-01-16$2.20/sh−1,302,000$2,864,400→ 3,917,183 total
KINDERHOOK PARTNERS, LP
10% Owner
Transactions
- Sale
Common Stock, par value $0.0001
2014-01-16$2.20/sh−1,302,000$2,864,400→ 3,917,183 total - Sale
Common Stock, par value $0.0001
2014-01-14$2.20/sh−240,334$528,735→ 5,219,183 total
Footnotes (2)
- [F1]Kinderhook Partners, LLC serves as the investment adviser to Kinderhook, LP (the "Partnership"). Kinderhook GP, LLC serves as the general partner (the "General Partner") to the Partnership, and Messrs. Tushar Shah and Stephen Clearman serve as the General Partner's managing members, responsible for making investment decisions with respect to the Partnership and, as a result, Mr. Shah and Mr. Clearman may be deemed to control such entities. In addition, Mr. Shah and Mr. Clearman are responsible for making investment decisions with respect to Kinderhook Partners, LLC. Accordingly, Mr. Shah and Mr. Clearman may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's and Kinderhook Partners, LLC's power to vote and/or dispose of the shares of Common Stock.
- [F2]Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein. Kinderhook Partners, LLC and the General Partner specifically disclaim beneficial ownership in the shares of Common Stock reported herein except to the extent of their pecuniary interest therein, if any.
Documents
Issuer
Patient Safety Technologies, Inc
CIK 0000812301
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000812301
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 6:46 PM ET
- Size
- 14.4 KB