5//SEC Filing
AXION INTERNATIONAL HOLDINGS, INC. 5
Accession 0001144204-14-009621
CIK 0000753048operating
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 3:14 PM ET
Size
24.5 KB
Accession
0001144204-14-009621
Insider Transaction Report
Form 5
ROSE SAMUEL G
10% Owner
Transactions
- Other
Common Stock
2013-10-01+49,423→ 2,411,270 total - Other
Common Stock
2012-03-31+38,140→ 2,411,270 total - Other
Common Stock
2012-06-30+53,353→ 2,411,270 total - Other
Common Stock
2013-04-01+37,941→ 2,411,270 total - Other
Common Stock
2013-04-01+84,430→ 2,411,270 total - Other
Common Stock
2013-07-01+48,828→ 2,411,270 total - Other
Common Stock
2013-07-01+123,007→ 2,411,270 total - Other
Common Stock
2013-10-01+118,629→ 2,411,270 total - Other
Common Stock
2012-12-31+25,887→ 2,411,270 total - Other
Common Stock
2012-12-31+78,945→ 2,411,270 total - Other
Common Stock
2013-11-15+100,000→ 2,411,270 total - Other
Common Stock
2012-12-31+4,099→ 2,411,270 total
Footnotes (12)
- [F1]The Reporting Person received 38,140 shares of Common Stock as payment-in-kind interest on the Issuer's 10% Convertible Preferred Stock held by the Reporting Person on March 31, 2012.
- [F10]The Reporting Person received 78,945 shares of Common Stock as payment-in-kind interest on the Issuer's 8.0% Convertible Notes held by the Reporting Person on December 31, 2013.
- [F11]The Reporting Person received 100,000 shares of Common Stock as a payment in-kind commitment fee pursuant to a Revolving Credit on November 15, 2013.
- [F12]The Reporting Person received 4,099 shares of Common Stock as payment-in-kind interest pursuant to a Revolving Credit on December 31, 2013.
- [F2]The Reporting Person received 53,353 shares of Common Stock as payment-in-kind interest on the Issuer's 10% Convertible Preferred Stock held by the Reporting Person on June 30, 2012.
- [F3]The Reporting Person received 37,941 shares of Common Stock as payment-in-kind interest on the Issuer's 10% Convertible Preferred Stock held by the Reporting Person on April 1, 2013.
- [F4]The Reporting Person received 84,430 shares of Common Stock as payment-in-kind interest on the Issuer's 8.0% Convertible Notes held by the Reporting Person on April 1, 2013.
- [F5]The Reporting Person received 48,828 shares of Common Stock as payment-in-kind interest on the Issuer's 10% Convertible Preferred Stock held by the Reporting Person on July 1, 2013.
- [F6]The Reporting Person received 123,007 shares of Common Stock as payment-in-kind interest on the Issuer's 8.0% Convertible Notes held by the Reporting Person on July 1, 2013.
- [F7]The Reporting Person received 49,423 shares of Common Stock as payment-in-kind interest on the Issuer's 10% Convertible Preferred Stock held by the Reporting Person on October 1, 2013.
- [F8]The Reporting Person received 118,629 shares of Common Stock as payment-in-kind interest on the Issuer's 8.0% Convertible Notes held by the Reporting Person on October 1, 2013.
- [F9]The Reporting Person received 25,887 shares of Common Stock as payment-in-kind interest on the Issuer's 10% Convertible Preferred Stock held by the Reporting Person on December 31, 2013.
Documents
Issuer
AXION INTERNATIONAL HOLDINGS, INC.
CIK 0000753048
Entity typeoperating
IncorporatedCO
Related Parties
1- filerCIK 0000753048
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 3:14 PM ET
- Size
- 24.5 KB