4//SEC Filing
Oxford Lane Capital Corp. 4
Accession 0001144204-14-015254
$OXLCCIK 0001495222other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 6:44 PM ET
Size
7.5 KB
Accession
0001144204-14-015254
Insider Transaction Report
Form 4
CONROY PATRICK
CFO, CCO and Corp. Secretary
Transactions
- Exercise of In-Money
Subscription Rights
2014-03-03−10,000→ 0 totalExercise: $17.00From: 2014-02-04Exp: 2014-03-03→ Common Stock (5,000 underlying) - Exercise of In-Money
Common Stock
2014-03-11$17.00/sh+5,000$85,000→ 35,000 total
Holdings
- 10,000
7.50% Series 2023 Term Preferred Stock
Footnotes (1)
- [F1]Subscription rights received pursuant to a pro rata distribution thereof to the stockholders of record of Oxford Lane Capital Corp. as of February 4, 2014 in connection with a rights offering.
Documents
Issuer
Oxford Lane Capital Corp.
CIK 0001495222
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0001495222
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 6:44 PM ET
- Size
- 7.5 KB