Oxford Lane Capital Corp. 4
4 · Oxford Lane Capital Corp. · Filed Mar 12, 2014
Insider Transaction Report
Form 4
CONROY PATRICK
CFO, CCO and Corp. Secretary
Transactions
- Exercise of In-Money
Subscription Rights
2014-03-03−10,000→ 0 totalExercise: $17.00From: 2014-02-04Exp: 2014-03-03→ Common Stock (5,000 underlying) - Exercise of In-Money
Common Stock
2014-03-11$17.00/sh+5,000$85,000→ 35,000 total
Holdings
- 10,000
7.50% Series 2023 Term Preferred Stock
Footnotes (1)
- [F1]Subscription rights received pursuant to a pro rata distribution thereof to the stockholders of record of Oxford Lane Capital Corp. as of February 4, 2014 in connection with a rights offering.