4//SEC Filing
FXCM Inc. 4
Accession 0001144204-14-015542
CIK 0001499912operating
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 5:45 PM ET
Size
14.8 KB
Accession
0001144204-14-015542
Insider Transaction Report
Form 4
FXCM Inc.FXCM
ROMERSA MICHAEL
10% Owner
Transactions
- Conversion
Class A Common Stock
2014-03-11+900,000→ 900,000 total - Sale
Class A Common Stock
2014-03-11$15.58/sh−109,698$1,708,875→ 634.402 total - Sale
Class A Common Stock
2014-03-10$16.07/sh−155,900$2,505,157→ 744,100 total - Sale
Class A Common Stock
2014-03-12$15.57/sh−115,000$1,790,320→ 519,402 total - Sale
Class A Common Stock
2014-03-13$15.94/sh−175,132$2,792,305→ 344,270 total - Conversion
Units of FXCM Holdings, LLC
2014-03-11−900,000→ 5,000,000 total→ Class A common stock (900,000 underlying)
Footnotes (5)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- [F2]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.70 to $16.20, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.33 to $15.73, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.15 to $15.68, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.72 to $16.025, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
FXCM Inc.
CIK 0001499912
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001499912
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 5:45 PM ET
- Size
- 14.8 KB