4//SEC Filing
STR HOLDINGS, INC. 4
Accession 0001144204-14-016425
CIK 0001473597operating
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 4:31 PM ET
Size
15.4 KB
Accession
0001144204-14-016425
Insider Transaction Report
Form 4
B. Riley & Co., LLC
10% Owner
Transactions
- Purchase
Common Stock
2014-03-14$1.55/sh+187,000$289,850→ 775,400 total(indirect: By LLC)
Holdings
- 997,840
Common Stock
- 407,202(indirect: By Riley Investment Partners, LP)
Common Stock
- 1,125,000(indirect: By LLC)
Common Stock
RILEY BRYANT R
10% Owner
Transactions
- Purchase
Common Stock
2014-03-14$1.55/sh+187,000$289,850→ 775,400 total(indirect: By LLC)
Holdings
- 1,125,000(indirect: By LLC)
Common Stock
- 407,202(indirect: By Riley Investment Partners, LP)
Common Stock
- 997,840
Common Stock
Riley Investment Management LLC
10% Owner
Transactions
- Purchase
Common Stock
2014-03-14$1.55/sh+187,000$289,850→ 775,400 total(indirect: By LLC)
Holdings
- 997,840
Common Stock
- 1,125,000(indirect: By LLC)
Common Stock
- 407,202(indirect: By Riley Investment Partners, LP)
Common Stock
Riley Investment Partners LP
10% Owner
Transactions
- Purchase
Common Stock
2014-03-14$1.55/sh+187,000$289,850→ 775,400 total(indirect: By LLC)
Holdings
- 407,202(indirect: By Riley Investment Partners, LP)
Common Stock
- 997,840
Common Stock
- 1,125,000(indirect: By LLC)
Common Stock
EQUITEC PROPRIETARY MARKETS, LLC
10% Owner
Transactions
- Purchase
Common Stock
2014-03-14$1.55/sh+187,000$289,850→ 775,400 total(indirect: By LLC)
Holdings
- 997,840
Common Stock
- 407,202(indirect: By Riley Investment Partners, LP)
Common Stock
- 1,125,000(indirect: By LLC)
Common Stock
Footnotes (6)
- [F1]This Form 4 is filed jointly by Bryant R. Riley, Riley Investment Management LLC, Riley Investment Partners, LP, B. Riley and Co., LLC., and Equitec Proprietary Markets, LLC (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- [F2]Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F3]Beneficially owned by B. Riley and Co., LLC. Mr. Riley, as Chairman of B. Riley and Co., LLC, may be deemed to beneficially own the shares beneficially owned by B. Riley and Co., LLC.
- [F4]Beneficially owned by Mr. Riley and his wife.
- [F5]Beneficially owned by Riley Investment Partners, L.P. Riley Investment Management LLC, as the general partner and investment advisor to Riley Investment Partners, L.P., and Mr. Riley, as the Managing Member of Riley Investment Management LLC, may be deemed to beneficially own the shares beneficially owned by Riley Investment Partners, L.P.
- [F6]Beneficially owned by Equitec Proprietary Markets, LLC.
Documents
Issuer
STR HOLDINGS, INC.
CIK 0001473597
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001473597
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 4:31 PM ET
- Size
- 15.4 KB