STR HOLDINGS, INC. 4
Accession 0001144204-14-041342
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 12:12 PM ET
Size
20.2 KB
Accession
0001144204-14-041342
Insider Transaction Report
- Award
Common Stock, Par Value $0.01 Per Share
2014-07-01$1.35/sh+5,128$6,923→ 1,027,603 total
- 407,202(indirect: By Riley Investment Partners, LP)
Common Stock, Par Value $0.01 Per Share
- 1,125,000(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 487,400(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 100,000(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- Award
Common Stock, Par Value $0.01 Per Share
2014-07-01$1.35/sh+5,128$6,923→ 1,027,603 total
- 487,400(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 407,202(indirect: By Riley Investment Partners, LP)
Common Stock, Par Value $0.01 Per Share
- 1,125,000(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 100,000(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- Award
Common Stock, Par Value $0.01 Per Share
2014-07-01$1.35/sh+5,128$6,923→ 1,027,603 total
- 487,400(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 407,202(indirect: By Riley Investment Partners, LP)
Common Stock, Par Value $0.01 Per Share
- 1,125,000(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 100,000(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- Award
Common Stock, Par Value $0.01 Per Share
2014-07-01$1.35/sh+5,128$6,923→ 1,027,603 total
- 407,202(indirect: By Riley Investment Partners, LP)
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 100,000(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 487,400(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 1,125,000(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- Award
Common Stock, Par Value $0.01 Per Share
2014-07-01$1.35/sh+5,128$6,923→ 1,027,603 total
- 47,000
Common Stock, Par Value $0.01 Per Share
- 487,400(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 407,202(indirect: By Riley Investment Partners, LP)
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
- 100,000(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 1,125,000(indirect: By LLC)
Common Stock, Par Value $0.01 Per Share
- 47,000
Common Stock, Par Value $0.01 Per Share
Footnotes (12)
- [F1]This Form 4 is filed jointly by Bryant R. Riley, Riley Investment Management LLC, Riley Investment Partners, LP, B. Riley and Co., LLC., B. Riley and Co., LLC 401 Profit Sharing Plan, and Equitec Proprietary Markets, LLC (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- [F10]Beneficially owned by Bryant Riley as custodian for Charlie Riley UTMA/CA.
- [F11]Beneficially owned by B. Riley and Co., LLC 401k Profit Sharing Plan. Mr. Riley, as Trustee of the B. Riley and Co., LLC 401k Profit Sharing Plan, may be deemed to beneficially own the shares beneficially owned by the B. Riley and Co., LLC 401k Profit Sharing Plan. Transferred from B. Riley and Co., LLC on 6/04/14.
- [F12]100% vested on July 1, 2014.
- [F2]Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F3]Beneficially owned by B. Riley and Co., LLC. Mr. Riley, as Chairman of B. Riley and Co., LLC, may be deemed to beneficially own the shares beneficially owned by B. Riley and Co., LLC.
- [F4]Beneficially owned by Mr. Riley and his wife.
- [F5]Beneficially owned by Riley Investment Partners, L.P. Riley Investment Management LLC, as the general partner and investment advisor to Riley Investment Partners, L.P., and Mr. Riley, as the Managing Member of Riley Investment Management LLC, may be deemed to beneficially own the shares beneficially owned by Riley Investment Partners, L.P.
- [F6]Beneficially owned by Equitec Proprietary Markets, LLC.
- [F7]Beneficially owned by Bryant Riley as custodian for Abigail Riley UTMA/CA.
- [F8]Beneficially owned by Bryant Riley as custodian for Susan Riley UTMA/CA.
- [F9]Beneficially owned by Bryant Riley as custodian for Eloise Riley UTMA/CA.
Documents
Issuer
STR HOLDINGS, INC.
CIK 0001473597
Related Parties
1- filerCIK 0001473597
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 12:12 PM ET
- Size
- 20.2 KB