AMBIENT CORP /NY 3
3 · AMBIENT CORP /NY · Filed Jul 15, 2014
Insider Transaction Report
Form 3
AMBIENT CORP /NYAMBT
SUCCO JOHN
10% Owner
Holdings
- 10,097,083(indirect: By Vicis Capital Master Fund)
Common Stock, $0.001 par value per share
Footnotes (2)
- [F1]All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC, and its members, John Succo and Sky Lucas, may each be deemed to be the beneficial owner of, but hereby disclaim such beneficial ownership of, the foregoing shares.
- [F2]This Form 3 is being filed by each of the Reporting Persons with respect to ownership of securities previously reported by Vicis Capital, LLC and Vicis Capital Master Fund as a result of a change in the membership of Vicis Capital, LLC.