Home/Filings/3/0001144204-14-043134
3//SEC Filing

AMBIENT CORP /NY 3

Accession 0001144204-14-043134

CIK 0001047919operating

Filed

Jul 14, 8:00 PM ET

Accepted

Jul 15, 4:30 PM ET

Size

27.7 KB

Accession

0001144204-14-043134

Insider Transaction Report

Form 3
Period: 2014-06-30
SUCCO JOHN
10% Owner
Holdings
  • Common Stock, $0.001 par value per share

    (indirect: By Vicis Capital Master Fund)
    10,097,083
LUCAS SKY
10% Owner
Holdings
  • Common Stock, $0.001 par value per share

    (indirect: By Vicis Capital Master Fund)
    10,097,083
Footnotes (2)
  • [F1]All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC, and its members, John Succo and Sky Lucas, may each be deemed to be the beneficial owner of, but hereby disclaim such beneficial ownership of, the foregoing shares.
  • [F2]This Form 3 is being filed by each of the Reporting Persons with respect to ownership of securities previously reported by Vicis Capital, LLC and Vicis Capital Master Fund as a result of a change in the membership of Vicis Capital, LLC.

Issuer

AMBIENT CORP /NY

CIK 0001047919

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001047919

Filing Metadata

Form type
3
Filed
Jul 14, 8:00 PM ET
Accepted
Jul 15, 4:30 PM ET
Size
27.7 KB