Liquid Holdings Group, Inc. 4
4 · Liquid Holdings Group, Inc. · Filed Jul 24, 2014
Insider Transaction Report
Form 4
VON ALLMEN DOUGLAS J
10% Owner
Transactions
- Other
Common Stock
2014-07-23$1.82/sh+55,000$100,001→ 11,966,141 total(indirect: By D&L Partners, L.P.)
Holdings
- 690,500(indirect: By Trust)
Common Stock
- 110,258(indirect: By NGNG, Inc.)
Common Stock
- 219,556(indirect: By Von Allmen Partners, L.P.)
Common Stock
Footnotes (5)
- [F1]These shares are owned directly by D&L Partners, L.P. ("D&L Partners"). The general partner of D&L Partners is D&L Management Corporation ("D&L Management"). The controlling shareholders of D&L Management are Douglas Von Allmen and Linda Von Allmen.
- [F2]These shares are owned directly by Von Allmen Dynasty Trust (the "Trust"). The trustee of the Trust is Linda Von Allmen.
- [F3]These shares are owned directly by Von Allmen Partners, L.P. ("VA Partners"). The general partner of VA Partners is VA Family, LLC ("VA Family"). The manager of VA Family is Douglas Von Allmen.
- [F4]These shares are owned directly by NGNG, Inc. ("NGNG"). The controlling shareholder of NGNG is Douglas Von Allmen.
- [F5]These shares were acquired by D&L Partners in a private transaction.