4//SEC Filing
Liquid Holdings Group, Inc. 4
Accession 0001144204-14-052034
CIK 0001562594operating
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 10:06 AM ET
Size
5.3 KB
Accession
0001144204-14-052034
Insider Transaction Report
Form 4
Shifrin Kenneth David
Chief Financial Officer
Transactions
- Sale
Common Stock
2014-08-20$1.35/sh−20,260$27,262→ 64,192 total
Footnotes (2)
- [F1]Sold pursuant to a 10b5-1 trading plan entered into by Reporting Person.
- [F2]Sold pursuant to an order that was filled in multiple transactions at prices ranging from $1.33 to $1.36 per share, with a volume-weighted average price of $1.3456 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
Liquid Holdings Group, Inc.
CIK 0001562594
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001562594
Filing Metadata
- Form type
- 4
- Filed
- Aug 21, 8:00 PM ET
- Accepted
- Aug 22, 10:06 AM ET
- Size
- 5.3 KB