Liquid Holdings Group, Inc. 4
4 · Liquid Holdings Group, Inc. · Filed Sep 19, 2014
Insider Transaction Report
Form 4
Shifrin Kenneth David
Chief Financial Officer
Transactions
- Sale
Common Stock
2014-09-18$1.43/sh−13,480$19,342→ 50,712 total
Footnotes (2)
- [F1]Sold pursuant to a 10b5-1 trading plan entered into by Reporting Person.
- [F2]Sold pursuant to an order that was filled in multiple transactions at prices ranging from $1.4000 to $1.4750 per share, with a volume-weighted average price of $1.4349 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.