4//SEC Filing
Liquid Holdings Group, Inc. 4
Accession 0001144204-14-056835
CIK 0001562594operating
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 11:38 AM ET
Size
5.3 KB
Accession
0001144204-14-056835
Insider Transaction Report
Form 4
Shifrin Kenneth David
Chief Financial Officer
Transactions
- Sale
Common Stock
2014-09-18$1.43/sh−13,480$19,342→ 50,712 total
Footnotes (2)
- [F1]Sold pursuant to a 10b5-1 trading plan entered into by Reporting Person.
- [F2]Sold pursuant to an order that was filled in multiple transactions at prices ranging from $1.4000 to $1.4750 per share, with a volume-weighted average price of $1.4349 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
Liquid Holdings Group, Inc.
CIK 0001562594
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001562594
Filing Metadata
- Form type
- 4
- Filed
- Sep 18, 8:00 PM ET
- Accepted
- Sep 19, 11:38 AM ET
- Size
- 5.3 KB