FXCM Inc. 4
4 · FXCM Inc. · Filed Oct 22, 2014
Insider Transaction Report
Form 4
FXCM Inc.FXCM
ROMERSA MICHAEL
10% Owner
Transactions
- Conversion
Class A Common Stock
2014-10-20+0→ 900,000 total - Conversion
Units of FXCM Holdings, LLC
2014-10-20−900,000→ 4,100,000 total→ Class A common stock (900,000 underlying) - Sale
Class A Common Stock
2014-10-20$16.58/sh−67,700$1,122,331→ 832,300 total - Sale
Class A Common Stock
2014-10-21$16.43/sh−17,700$290,723→ 814,600 total
Footnotes (3)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- [F2]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.32 to $16.78, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.48, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.