Liquid Holdings Group, Inc. 4
4 · Liquid Holdings Group, Inc. · Filed Nov 5, 2014
Insider Transaction Report
Form 4
Guarino Alan C.
Director
Transactions
- Purchase
Common Stock
2014-11-03$0.78/sh+20,000$15,584→ 20,000 total
Footnotes (1)
- [F1]Purchased pursuant to an order that was filled in multiple transactions at prices ranging from $0.7706 to $0.7800 per share, with a volume-weighted average price of $0.7792 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.