Home/Filings/4/0001144204-14-065421
4//SEC Filing

Liquid Holdings Group, Inc. 4

Accession 0001144204-14-065421

CIK 0001562594operating

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 8:12 PM ET

Size

5.0 KB

Accession

0001144204-14-065421

Insider Transaction Report

Form 4
Period: 2014-11-03
Transactions
  • Purchase

    Common Stock

    2014-11-03$0.78/sh+20,000$15,58420,000 total
Footnotes (1)
  • [F1]Purchased pursuant to an order that was filled in multiple transactions at prices ranging from $0.7706 to $0.7800 per share, with a volume-weighted average price of $0.7792 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Issuer

Liquid Holdings Group, Inc.

CIK 0001562594

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001562594

Filing Metadata

Form type
4
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 8:12 PM ET
Size
5.0 KB