FXCM Inc. 4
4 · FXCM Inc. · Filed May 21, 2015
Insider Transaction Report
Form 4
FXCM Inc.FXCM
Brown James
Director
Transactions
- Conversion
Class A Common Stock
2015-05-19+1,000→ 1,000 total(indirect: By Trust) - Conversion
Class A Common Stock
2015-05-19+400→ 400 total(indirect: By LLC) - Conversion
Class A Common Stock
2015-05-19+500→ 100,500 total - Conversion
Units of FXCM Holdings LLC
2015-05-19−1,000→ 223,792 total(indirect: By Trust)→ Class A Common Stock (1,000 underlying) - Sale
Class A Common Stock
2015-05-19$1.40/sh−400$560→ 0 total(indirect: By LLC) - Conversion
Units of FXCM Holdings LLC
2015-05-19−400→ 74,500 total(indirect: By LLC)→ Class A Common Stock (400 underlying) - Conversion
Units of FXCM Holdings LLC
2015-05-19−500→ 75,908 total→ Class A Common Stock (500 underlying) - Sale
Class A Common Stock
2015-05-19$1.40/sh−1,000$1,400→ 0 total(indirect: By Trust) - Sale
Class A Common Stock
2015-05-19$1.40/sh−500$700→ 100,000 total
Footnotes (3)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- [F2]Held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee. The Reporting Person disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
- [F3]Held by a limited liability company, for which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership over the securities held by this limited liability company except to the extent of his pecuniary interest therein.