4//SEC Filing
FXCM Inc. 4
Accession 0001144204-15-033530
CIK 0001499912operating
Filed
May 25, 8:00 PM ET
Accepted
May 26, 5:59 PM ET
Size
20.5 KB
Accession
0001144204-15-033530
Insider Transaction Report
Form 4
FXCM Inc.FXCM
Brown James
Director
Transactions
- Conversion
Class A Common Stock
2015-05-22+32,550→ 32,550 total(indirect: By Trust) - Conversion
Class A Common Stock
2015-05-22+65,720→ 65,720 total(indirect: By LLC) - Sale
Class A Common Stock
2015-05-22$1.30/sh−32,550$42,315→ 0 total(indirect: By Trust) - Conversion
Units of FXCM Holdings LLC
2015-05-22−32,550→ 182,942 total(indirect: By Trust)→ Class A Com-mon Stock (32,550 underlying) - Conversion
Class A Common Stock
2015-05-22+51,149→ 151,149 total - Sale
Class A Common Stock
2015-05-22$1.31/sh−65,720$86,093→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2015-05-22$1.30/sh−51,149$66,494→ 100,000 total - Conversion
Units of FXCM Holdings LLC
2015-05-22−65,720→ 0 total(indirect: By LLC)→ Class A Com-mon Stock (65,720 underlying) - Conversion
Units of FXCM Holdings LLC
2015-05-22−51,149→ 17,292 total→ Class A Com-mon Stock (51,149 underlying)
Footnotes (4)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- [F2]Held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee. The Reporting Person disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
- [F3]Held by a limited liability company, for which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership over the securities held by this limited liability company except to the extent of his pecuniary interest therein.
- [F4]Accounts for a mathematical error in the Reporting Person's May 21, 2015 Form 4, which inadvertently counted securities previously reported as having been disposed of on May 18, 2015.
Documents
Issuer
FXCM Inc.
CIK 0001499912
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001499912
Filing Metadata
- Form type
- 4
- Filed
- May 25, 8:00 PM ET
- Accepted
- May 26, 5:59 PM ET
- Size
- 20.5 KB