Stellus Capital Investment Corp 4
4 · Stellus Capital Investment Corp · Filed Aug 26, 2015
Insider Transaction Report
Form 4
LADD ROBERT
DirectorPresident and CEO
Transactions
- Purchase
Common Stock
2015-08-24$9.91/sh+7,000$69,370→ 135,072 total
Footnotes (2)
- [F1]The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $9.83 to $10.35 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- [F2]The amount of securities beneficially owned following the reported transactions also includes an additional 811 shares issued under the DRIP.