4//SEC Filing
Stellus Capital Investment Corp 4
Accession 0001144204-15-051884
$SCMCIK 0001551901operating
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 10:45 AM ET
Size
5.3 KB
Accession
0001144204-15-051884
Insider Transaction Report
Form 4
LADD ROBERT
DirectorPresident and CEO
Transactions
- Purchase
Common Stock
2015-08-24$9.91/sh+7,000$69,370→ 135,072 total
Footnotes (2)
- [F1]The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $9.83 to $10.35 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- [F2]The amount of securities beneficially owned following the reported transactions also includes an additional 811 shares issued under the DRIP.
Documents
Issuer
Stellus Capital Investment Corp
CIK 0001551901
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001551901
Filing Metadata
- Form type
- 4
- Filed
- Aug 25, 8:00 PM ET
- Accepted
- Aug 26, 10:45 AM ET
- Size
- 5.3 KB