WhiteHorse Finance, Inc. 4
4 · WhiteHorse Finance, Inc. · Filed Nov 27, 2015
Insider Transaction Report
Form 4
Carvell James Demus III
DirectorCHIEF EXECUTIVE OFFICER
Transactions
- Purchase
Common Stock, par value $0.001 per share
2015-11-24$13.55/sh+479$6,490→ 11,523 total - Exercise Out-of-Money
Subscription Rights
2015-11-20+11,044→ 0 totalExercise: $13.55From: 2015-10-23Exp: 2015-11-20→ Common Stock, par value $0.001 per share (2,447 underlying) - Purchase
Common Stock, par value $0.001 per share
2015-11-25$13.55/sh+1,968$26,666→ 13,491 total
Footnotes (1)
- [F1]Subscription rights received pursuant to a pro rata distribution thereof to stockholders of record of WhiteHorse Finance, Inc. as of October 23, 2015 in connection with a rights offering. The subscription rights entitled stockholders of record to purchase one new share of common stock for every 4.511505 rights held. Stockholders of record who fully exercised their rights were entitled to subscribe for additional shares of common stock that remained unsubscribed as a result of any unexercised rights.