4//SEC Filing
MEDLEY MANAGEMENT INC. 4
Accession 0001144204-16-126587
CIK 0001611110operating
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 8:59 PM ET
Size
9.6 KB
Accession
0001144204-16-126587
Insider Transaction Report
Form 4
Rounsaville Guy JR
Director
Transactions
- Exercise/Conversion
Class A Common Stock
2016-09-29+5,785→ 7,729 total - Exercise/Conversion
Restricted Stock Units
2016-09-29−5,785→ 0 total→ Common Stock (5,785 underlying) - Award
Restricted Stock Units
2016-09-29+4,289→ 4,289 total→ Common Stock (4,289 underlying)
Footnotes (4)
- [F1]Each restricted stock unit converted into Class A common stock of the issuer on a one-for-one basis.
- [F2]The restricted stock units vested on September 29, 2016. The Form 4 filed on November 19, 2015 reporting the acquisition of the restricted stock units incorrectly reported the vesting date as November 18, 2016.
- [F3]Each restricted stock unit represents a contingent right to receive one share of issuer Class A common stock. The restricted stock units will be settled in either Class A common stock or cash (or a combination thereof) at the discretion of the issuer's compensation committee.
- [F4]The restricted stock units vest on September 29, 2017.
Documents
Issuer
MEDLEY MANAGEMENT INC.
CIK 0001611110
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001611110
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 8:59 PM ET
- Size
- 9.6 KB