4//SEC Filing
Great Basin Scientific, Inc. 4
Accession 0001144204-16-127762
CIK 0001512138operating
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 9:09 PM ET
Size
24.7 KB
Accession
0001144204-16-127762
Insider Transaction Report
Form 4
CITADEL INVESTMENT GROUP II, L.L.C.
10% Owner
Transactions
- Sale
Common stock
2016-10-06$0.30/sh−20,815$6,245→ 734,886 total(indirect: See Footnote) - Purchase
Common stock
2016-10-06$0.30/sh+19,515$5,855→ 755,701 total(indirect: See Footnote)
Citadel Derivatives Group, LLC
10% Owner
Transactions
- Sale
Common stock
2016-10-06$0.30/sh−20,815$6,245→ 734,886 total(indirect: See Footnote) - Purchase
Common stock
2016-10-06$0.30/sh+19,515$5,855→ 755,701 total(indirect: See Footnote)
GRIFFIN KENNETH C
10% Owner
Transactions
- Sale
Common stock
2016-10-06$0.30/sh−20,815$6,245→ 734,886 total(indirect: See Footnote) - Purchase
Common stock
2016-10-06$0.30/sh+19,515$5,855→ 755,701 total(indirect: See Footnote)
Footnotes (4)
- [F1]This security is owned by Citadel Securities LLC.
- [F2]This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $0.300 to $0.303 per share. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- [F3]This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $0.300 to $0.303 per share. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]CALC III LP ("CALC3") is the non-member manager of Citadel Securities. Citadel GP LLC ("CGP") is the general partner of CALC3. Mr. Griffin is the President and Chief Executive Officer of, and owns a controlling interest in, CGP.
Documents
Issuer
Great Basin Scientific, Inc.
CIK 0001512138
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001512138
Filing Metadata
- Form type
- 4
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 9:09 PM ET
- Size
- 24.7 KB