4//SEC Filing
CommunityOne Bancorp 4
Accession 0001144204-16-130250
CIK 0000764811operating
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 4:24 PM ET
Size
29.4 KB
Accession
0001144204-16-130250
Insider Transaction Report
Form 4
OHCP MGP III, LTD.
10% Owner
Transactions
- Other
Common stock, no par value per share
2016-10-26−5,589,136→ 0 total(indirect: See Footnotes) - Other
Common stock, no par value per share
2016-10-26−183,561→ 0 total(indirect: See Footnotes)
Oak Hill Capital Partners III LP
10% Owner
Transactions
- Other
Common stock, no par value per share
2016-10-26−183,561→ 0 total(indirect: See Footnotes) - Other
Common stock, no par value per share
2016-10-26−5,589,136→ 0 total(indirect: See Footnotes)
Transactions
- Other
Common stock, no par value per share
2016-10-26−183,561→ 0 total(indirect: See Footnotes) - Other
Common stock, no par value per share
2016-10-26−5,589,136→ 0 total(indirect: See Footnotes)
OHCP GenPar III, L.P.
10% Owner
Transactions
- Other
Common stock, no par value per share
2016-10-26−183,561→ 0 total(indirect: See Footnotes) - Other
Common stock, no par value per share
2016-10-26−5,589,136→ 0 total(indirect: See Footnotes)
OHCP MGP PARTNERS III, L.P.
10% Owner
Transactions
- Other
Common stock, no par value per share
2016-10-26−5,589,136→ 0 total(indirect: See Footnotes) - Other
Common stock, no par value per share
2016-10-26−183,561→ 0 total(indirect: See Footnotes)
Footnotes (5)
- [F1]On October 26, 2016 (the "Closing Date"), pursuant to that Agreement and Plan of Merger, dated as of November 22, 2015 (the "Merger Agreement"), by and between Capital Bank Financial Corp. ("Capital Bank") and CommunityOne Bancorp ("COB"), each share of common stock of COB issued and outstanding immediately prior to the Closing Date (other than Exception Shares (as defined in the Merger Agreement)) was converted into the right to receive, at the election of the holder but subject to proration, either (i) $14.25 in cash without interest, or (ii) 0.4300 shares of Class A Common Stock of Capital Bank (subject to the payment of cash in lieu of fractional shares). On October 26, 2016, each of these shares of common stock of COB was cancelled in exchange for 0.4300 shares of Class A Common Stock of Capital Bank.
- [F2]These securities were held by Oak Hill Capital Partners III, L.P. ("OHCP III").
- [F3]These securities were held by Oak Hill Capital Management Partners III, L.P. ("OHCMP III").
- [F4]The general partner of OHCP III and OHCMP III is OHCP GenPar III, L.P. The general partner of OHCP GenPar III, L.P. is OHCP MGP Partners III, L.P. The general partner of OHCP MGP Partners III, L.P. is OHCP MGP III, Ltd.
- [F5]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons were the beneficial owners of any securities reported herein.
Issuer
CommunityOne Bancorp
CIK 0000764811
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0000764811
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 4:24 PM ET
- Size
- 29.4 KB