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4//SEC Filing

Neurotrope, Inc. 4

Accession 0001144204-16-135757

CIK 0001513856operating

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 8:54 PM ET

Size

7.5 KB

Accession

0001144204-16-135757

Insider Transaction Report

Form 4
Period: 2016-11-17
Transactions
  • Conversion

    Common Stock

    2016-11-17+17,24267,243 total
  • Conversion

    Series B Convertible Preferred Stock

    2016-11-1716,6670 total
    Exercise: $0.58Common Stock (16,667 underlying)
Footnotes (2)
  • [F1]The Reporting Person's shares of Series B Convertible Preferred Stock were automatically converted into an aggregate of 17,242 shares of common stock. This includes 575 shares received by the Reporting Person as the result of a reduction in the conversion price from $0.60 per 1/100 of one share of Series B Convertible Preferred Stock to $0.58.
  • [F2]The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. Pursuant to the Certificate of Designation, Preferences and Rights of Series B Convertible Preferred Stock, as amended, the Series B Convertible Preferred Stock converted automatically on November 17, 2016.

Issuer

Neurotrope, Inc.

CIK 0001513856

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001513856

Filing Metadata

Form type
4
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 8:54 PM ET
Size
7.5 KB