FXCM Inc. 4
4 · FXCM Inc. · Filed Jan 3, 2017
Insider Transaction Report
Form 4
FXCM Inc.FXCM
Grossman Kenneth A.
Director
Transactions
- Conversion
Class A Common Stock
2016-12-29+11,830→ 31,368 total(indirect: See Footnote) - Conversion
Units of FXCM Holdings LLC
2016-12-29−11,830→ 0 total(indirect: See Footnote)→ Class A Common Stock (11,830 underlying) - Conversion
Class A Common Stock
2016-12-29+19,538→ 19,538 total - Conversion
Units of FXCM Holdings LLC
2016-12-29−19,538→ 11,830 total→ Class A Common Stock (19,538 underlying)
Footnotes (2)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
- [F2]These (i) converted units of FXCM Holdings LLC and (ii) post conversion Class A shares of FXCM Inc. common stock are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee.