FRANK ALEXANDER C 4
4 · Fifth Street Asset Management Inc. · Filed Oct 19, 2017
Insider Transaction Report
Form 4
FRANK ALEXANDER C
COO & CFO
Transactions
- Exercise/Conversion
Class A Common Stock, $0.01 par value per share
2017-10-17+76,366→ 176,926 total - Exercise/Conversion
Restricted Stock Units
2017-10-17−76,366→ 0 total→ Class A Common Stock (76,366 underlying) - Tax Payment
Class A Common Stock, $0.01 par value per share
2017-10-17$3.95/sh−35,685$140,956→ 141,241 total
Footnotes (1)
- [F1]On October 17, 2017, 76,366 restricted stock units ("RSUs) granted to Mr. Frank in January 2017 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.