4//SEC Filing
FRANK ALEXANDER C 4
Accession 0001144204-17-053288
CIK 0001611988other
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 5:42 PM ET
Size
8.6 KB
Accession
0001144204-17-053288
Insider Transaction Report
Form 4
FRANK ALEXANDER C
COO & CFO
Transactions
- Exercise/Conversion
Class A Common Stock, $0.01 par value per share
2017-10-17+76,366→ 176,926 total - Exercise/Conversion
Restricted Stock Units
2017-10-17−76,366→ 0 total→ Class A Common Stock (76,366 underlying) - Tax Payment
Class A Common Stock, $0.01 par value per share
2017-10-17$3.95/sh−35,685$140,956→ 141,241 total
Footnotes (1)
- [F1]On October 17, 2017, 76,366 restricted stock units ("RSUs) granted to Mr. Frank in January 2017 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.
Documents
Issuer
Fifth Street Asset Management Inc.
CIK 0001611988
Entity typeother
Related Parties
1- filerCIK 0001226177
Filing Metadata
- Form type
- 4
- Filed
- Oct 18, 8:00 PM ET
- Accepted
- Oct 19, 5:42 PM ET
- Size
- 8.6 KB