4//SEC Filing
PICCONE JAMES M 4
Accession 0001144204-18-000564
CIK 0001469510other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:51 PM ET
Size
14.7 KB
Accession
0001144204-18-000564
Insider Transaction Report
Form 4
PICCONE JAMES M
DirectorPresident, Sec, & Gen Counsel
Transactions
- Exercise/Conversion
Common Stock
2017-12-29$2.92/sh+2,791$8,136→ 271,406 total - Exercise/Conversion
Employee Stock Option (right to buy)
2017-12-29−27,438→ 13,719 totalExercise: $6.75Exp: 2025-05-04→ Common Stock (27,438 underlying) - Exercise/Conversion
Common Stock
2017-12-29$6.75/sh+27,438$185,207→ 268,615 total - Tax Payment
Common Stock
2017-12-29$31.47/sh−6,145$193,383→ 265,261 total - Tax Payment
Common Stock
2018-01-01$31.47/sh−7,158$225,262→ 258,103 total - Exercise/Conversion
Employee Stock Option (right to buy)
2017-12-29−2,791→ 78,436 totalExercise: $2.92From: 2017-03-08Exp: 2026-02-17→ Common Stock (2,791 underlying)
Footnotes (5)
- [F1]The options vested in two equal installments on May 5, 2016 and 2017.
- [F2]Represents shares surrendered to Issuer to cover tax withholding obligations of the Reporting Person upon the exercise of 30,229 incentive stock options issued pursuant to Issuer's 2009 Performance Incentive Plan.
- [F3]Represents shares surrendered to Issuer to cover tax withholding obligations of the Reporting Person upon the vesting of 21,768 shares of time-vesting restricted stock issued pursuant to the Issuer's 2009 Performance Incentive Plan. The vesting of the shares was accelerated pursuant to that certain Separation Agreement and Release dated January 1, 2018 between Issuer and the Reporting Person.
- [F4]Includes 21,767 shares of restricted stock subject to performance-vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2020.
- [F5]Includes 46,655 shares held by the Reporting Person in an IRA account.
Documents
Issuer
Resolute Energy Corp
CIK 0001469510
Entity typeother
Related Parties
1- filerCIK 0001472621
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 4:51 PM ET
- Size
- 14.7 KB