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ASSEMBLY BIOSCIENCES, INC.·4

Mar 30, 6:26 PM ET

Small Derek A 4

4 · ASSEMBLY BIOSCIENCES, INC. · Filed Mar 30, 2018

Insider Transaction Report

Form 4
Period: 2018-03-29
ASSEMBLY BIOSCIENCES, INC.ASMB
Small Derek A
DirectorPres., Chief. Op. Off.
Transactions
  • Award

    Common Stock

    2018-03-29+32,500→ 666,891 total
  • Award

    Stock Option (right to buy)

    2018-03-29+65,000→ 65,000 total
    Exercise: $49.14Exp: 2028-03-29→ Common Stock (65,000 underlying)
Footnotes (2)
  • [F1]Grant of restricted stock units. The restricted stock units vest in four equal installments, assuming continuous service on each vesting date, as follows: March 29, 2019; March 29, 2020; March 29, 2021; and March 29, 2022.
  • [F2]Grant of stock options. The stock options vest over four years, assuming continuous service on each vesting date, as follows: 25% shall vest on the first anniversary of the date of grant, March 29, 2019; and the remaining 75% shall vest in 36 equal monthly installments, with the options becoming fully vested on March 29, 2022.

Documents

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