Gamberale Joseph 4
4 · Alliance MMA, Inc. · Filed Apr 3, 2018
Insider Transaction Report
Form 4
Gamberale Joseph
Director
Transactions
- Purchase
Common Stock par value $0.001
2018-01-12$25000.00/sh+25,000$625,000,000→ 621,193 total - Purchase
Warrant to Purchase Common Stock
2018-01-12+22,500→ 22,500 totalExercise: $1.10From: 2018-01-12Exp: 2023-01-09→ Common Stock, par value $0.001 (22,500 underlying)
Footnotes (2)
- [F1]In addition to the 261,850 shares of common stock held directly, also includes 359,343 shares held by Ivy Equity Investors, LLC and 211,423 shares held by the JAG Family Trust. Mr. Gamberale has voting and dispositive power over the shares held by Ivy Equity Investors, LLC. The sole beneficiary of the JAG Family Trust is Mr. Gamberale?s minor child. Mr. Gamberale disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- [F2]Fully vested and immediately exerciseable warrants were purchased along with the purchase of common stock at a rate of 0.9 warrant per common stock at a combined price of $1 for each common share and accompanying warrant, for a total consideration of $25,000.