Gamberale Joseph 4/A
4/A · Alliance MMA, Inc. · Filed Apr 16, 2018
Insider Transaction Report
Form 4/AAmended
Gamberale Joseph
Director
Transactions
- Purchase
Warrant to Purchase Common Stock
2017-08-29+220,183→ 242,683 totalExercise: $1.50From: 2018-03-01Exp: 2020-08-28→ Common Stock, par value $0.001 (220,183 underlying) - Purchase
Common Stock par value $0.001
2017-08-29$240000.00/sh+220,183$52,843,920,000→ 261,850 total
Holdings
- 359,343(indirect: See Footnote)
Common Stock par value $0.001
Footnotes (2)
- [F1]In addition to the 261,850 shares of common stock held directly, also includes 359,343 shares held by Ivy Equity Investors, LLC. Mr. Gamberale has voting and dispositive power over theshares held by Ivy Equity Investors, LLC. The address of Ivy Equity Investors, LLC is 2 East 55th Street, Suite 1111, New York, New York 10022. Mr. Gamberale has voting and dispositive power over the shares held by Ivy Equity Investors, LLC.
- [F2]Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.