Tracy Joel Daniel 4/A
4/A · Alliance MMA, Inc. · Filed Apr 16, 2018
Insider Transaction Report
Form 4/AAmended
Tracy Joel Daniel
Director
Transactions
- Purchase
Common Stock par value $0.001
2017-08-29$50000.00/sh+45,872$2,293,600,000→ 334,860 total - Purchase
Warrant to Purchase Common Stock
2017-08-29+45,872→ 45,872 totalExercise: $1.50From: 2018-03-01Exp: 2020-08-28→ Common Stock, par value $0.001 (45,872 underlying)
Holdings
- 170,872(indirect: See Footnote)
Warrant to Purchase Common Stock
Exercise: $1.75From: 2018-03-01Exp: 2020-08-28→ Common Stock, par value $0.001 (100,000 underlying) - 70,872(indirect: See Footnote)
Warrant to Purchase Common Stock
Exercise: $1.50From: 2018-03-01Exp: 2020-08-28→ Common Stock, par value $0.001 (25,000 underlying)
Footnotes (3)
- [F1]In addition to the 184,860 shares of common stock held directly, also includes 150,000 shares held by relations of Mr. Tracy. Mr. Tracy has voting and disposition power over the shares.
- [F2]Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.
- [F3]In addition to the 45,872 warrants held directly, also includes 125,000 warrants held be relations to Mr. Tracy. Mr. Tracy has voting and disposition power over the warrants.