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4/A//SEC Filing

Tracy Joel Daniel 4/A

Accession 0001144204-18-020657

CIK 0001674227other
View on SEC.govCompany Profile

Filed

Apr 15, 8:00 PM ET

Accepted

Apr 16, 2:24 PM ET

Size

10.8 KB

Accession

0001144204-18-020657

Insider Transaction Report

Form 4/AAmended
Period: 2017-08-29
Alliance MMA, Inc.AMMA
Tracy Joel Daniel
Director
Transactions
  • Purchase

    Common Stock par value $0.001

    2017-08-29$50000.00/sh+45,872$2,293,600,000→ 334,860 total
  • Purchase

    Warrant to Purchase Common Stock

    2017-08-29+45,872→ 45,872 total
    Exercise: $1.50From: 2018-03-01Exp: 2020-08-28→ Common Stock, par value $0.001 (45,872 underlying)
Holdings

  • Warrant to Purchase Common Stock

    (indirect: See Footnote)
    Exercise: $1.75From: 2018-03-01Exp: 2020-08-28→ Common Stock, par value $0.001 (100,000 underlying)
    170,872

  • Warrant to Purchase Common Stock

    (indirect: See Footnote)
    Exercise: $1.50From: 2018-03-01Exp: 2020-08-28→ Common Stock, par value $0.001 (25,000 underlying)
    70,872
Footnotes (3)
  • [F1]In addition to the 184,860 shares of common stock held directly, also includes 150,000 shares held by relations of Mr. Tracy. Mr. Tracy has voting and disposition power over the shares.
  • [F2]Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.
  • [F3]In addition to the 45,872 warrants held directly, also includes 125,000 warrants held be relations to Mr. Tracy. Mr. Tracy has voting and disposition power over the warrants.

Documents

1 file

Issuer

Alliance MMA, Inc.

CIK 0001674227

→
Entity typeother

Related Parties

1
  • filerCIK 0001684720

Filing Metadata

Form type
4/A
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 2:24 PM ET
Size
10.8 KB
View on SEC.gov