|4Jun 15, 4:17 PM ET

Gamberale Joseph 4

4 · Alliance MMA, Inc. · Filed Jun 15, 2018

Insider Transaction Report

Form 4
Period: 2018-06-06
Transactions
  • Award

    Option to Purchase Common Stock

    2018-06-06+150,000150,000 total
    Exercise: $0.36From: 2018-06-06Exp: 2023-06-06Common Stock, par value $0.001 (150,000 underlying)
Holdings
  • Common Stock par value $0.001

    261,850
  • Common Stock par value $0.001

    (indirect: See Footnote)
    359,343
  • Warrant to Purchase Common Stock

    Exercise: $1.50From: 2018-03-01Exp: 2020-08-28Common Stock, par value $0.001 (220,183 underlying)
    220,183
  • Warrant to Purchase Common Stock

    Exercise: $1.10From: 2018-01-11Exp: 2023-01-10Common Stock, par value $0.001 (22,500 underlying)
    22,500
Footnotes (1)
  • [F1]359,343 shares held by Ivy Equity Investors, LLC of which Mr. Gamberale is the sole member

Documents

1 file
  • 4
    tv496053_4.xmlPrimary

    FORM 4