4//SEC Filing
BETZ RICHARD F 4
Accession 0001144204-18-062704
CIK 0001469510other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 5:59 PM ET
Size
16.3 KB
Accession
0001144204-18-062704
Insider Transaction Report
Form 4
BETZ RICHARD F
Senior Vice Presient
Transactions
- Exercise/Conversion
Common Stock
2018-11-28$2.92/sh+34,253$99,847→ 323,964 total - Exercise/Conversion
Employee Stock Option (Right to buy)
2018-11-28−26,033→ 0 totalExercise: $6.75Exp: 2025-05-05→ Common Stock (26,033 underlying) - Exercise/Conversion
Employee Stock Option (Right to buy)
2018-11-28−34,253→ 0 totalExercise: $2.92Exp: 2026-02-18→ Common Stock (34,253 underlying) - Exercise/Conversion
Common Stock
2018-11-28$6.75/sh+26,033$175,723→ 289,711 total - Tax Payment
Common Stock
2018-11-28$34.79/sh−9,126$317,494→ 314,838 total
Footnotes (5)
- [F1]Represents shares surrendered to Issuer to cover the exercise price of the options and tax withholdings, as permitted pursuant to Issuer's 2009 Performance Incentive Plan, upon the exercise of 60,286 stock options.
- [F2]Includes 129,553 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2021.
- [F3]Includes 32,660 shares held by the Reporting Person in an IRA account.
- [F4]Includes 8,678, 8,678 and 8,677 options, which became exercisable on 5/5/2016, 5/5/2017 and 5/5/2018, respectively.
- [F5]Includes 17,127 and 17,126 options, which became exercisable on 3/8/2017 and 3/8/2018, respectively.
Documents
Issuer
Resolute Energy Corp
CIK 0001469510
Entity typeother
Related Parties
1- filerCIK 0001472615
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 5:59 PM ET
- Size
- 16.3 KB